ICA SPECIALIST CERTIFICATE IN FINANCIAL CRIME RISK IN GLOBAL BANKING AND MARKETS (Blended Learning)
In line with the recent UK FCA thematic review into money laundering risks and vulnerabilities in the capital markets, this course explores customer risk and financial market product and service risk typologies. It examines the specific financial crime risk factors involved in key customer types such as funds and exchanges and compares the vulnerabilities of major financial markets products, such as derivatives and foreign exchange. You will also learn more about the importance of the CDD process in mitigating these risks.
Learners are able to:
• Explores customer risk and financial market product and service risk typologies.
• Examines the specific financial crime risk factors involved in key customer types such as funds and exchanges and compares the vulnerabilities of major financial markets products, such as derivatives and foreign exchange.
Must be over 18 years at the time of application and who have previously achieved a level 3 qualification. There are no specific entry requirements for this qualification, but as a learner you will be ideally to be working with an organisation or role where they can demonstrate skills and apply knowledge. Alternatively, you could draw on previous experience within an organisation or use an organisation you are familiar with.
- IELTS minimum 5.0- 6.5 overall with no fail.
- Pass 5 GCSE subjects or equivelant
Who have demonstrated some ability and possess Qualifications at Level 3, for example ‘A’ Levels or vocational awards.
Who have spent some time in an organisational role and wish to develop their careers further.
With professional experience looking to change careers through work-based learning.
• Regulatory environment, risks and impacts on the world of corporate banking and financial markets.
• Market abuse, fraud and manipulation, tax evasion, sanctions risk.
• Risk exposure and specific customer typologies.
• Financial markets products and their susceptibility to financial crime.
• The CDD process
This course comes with practical on-the-job training in a role relating to your studies. You will be required to work with one of our employers for 20hours per week and will receive a part-time salary.
The objective of this career development programme is to introduce you to a professional career and equip you with the relevant experience needed to secure a career.
- On completion of your studies, you may be given a full-time graduate opportunity by your employer
- You may wish to further your studies by taking on an academic Masters programme or a level 7 professional qualification